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Is your borrower struggling financially? Have they fallen upon hard times? Do they need you to forbear on certain portions of the loan so that they do not fall behind on payments? A forbearance may be the perfect solution for your borrower and you. However, if you are an unlicensed lender, before you rush into …

Usury and Forbearances in California Read More »

When it comes to guarantees, one size does not fit all. What type of guaranty is best for your loan? As a private lender underwriting a loan, guarantees can help limit the risk associated with taking on debt, adding an extra layer of safety in the event that a borrower defaults or the value of …

5 Types of Guarantees Read More »

After receiving pressure from consumer advocacy groups, the Securities and Exchange Commission is attempting to define and clarify their standard of conduct proposal ahead of the cutoff date for public comment. At the agency’s first town hall, SEC Chairman Jay Clayton said that the proposal raises securities broker’s advice obligations and provides changes to how …

SEC Says Advice Plan Changes Broker Behavior Read More »